Funder Presentation

Gen H

Partnering with Deutsche Bank

February 2026  ·  Confidential

Agenda

01 Introduction

History, milestones, market strengths, fundraising

02 Corporate Overview

Structure, ownership, key personnel

03 Business Strategy

Scaling, projections, financial performance

04 Origination

Broker model, products, pricing, customer journey

05 Underwriting

Process, decisioning, fraud prevention, QA

06 Technology, Systems & Reporting

Architecture, tech stack, reporting

07 Credit Risk Management & Collections

Risk framework, arrears, default, CDR/CPR

08 Governance & Compliance

Controls, audits, warranty, BCP

Section 01

Introduction

Gen H's history, evolution, milestones, market strengths and funding history

Gen H's History & Evolution

2019 Founded as Generation Home
2020 First mortgage completions — launched direct-to-consumer
2021 Series A funding and initial warehouse facility secured
2022 Legal & General strategic investment and Nottingham BS forward flow
2023 Rebranded to Gen H and expanded broker panel
2024 Intermediary-only model, first monthly profit (Nov) and 500% revenue growth
2025 New CEO (Graham McClelland) and multiple new funding partnerships

History of the Business

The Problem We Solve

  • UK house prices now ~8x average salaries
  • Traditional mortgage products don't accommodate modern family support
  • Complex income structures underserved by legacy lenders

Our Approach

  • Technology-first challenger lender
  • Proprietary origination & servicing platform
  • Innovative "Booster" product suite
  • Originate-to-distribute with retained servicing

Legal Entity

Imagine Mortgages Ltd (trading as Gen H)

Regulated By

FCA authorised and regulated

Geography

England, Wales & Scotland

HQ

1 Old Street Yard, London

Key Milestones & Product Launches

Date Milestone Significance
2020 First mortgage completion Proof of concept — full origination & servicing
2021 Income Booster launch Flagship product — JBSP with "Ejector Seat"
2022 L&G strategic investment Strategic equity investment
2024 Intermediary-only transition Scalable distribution via 16,500+ broker advisors
First monthly profit Path to sustainable profitability
2025 New Build Boost launch Private-sector help-to-buy funded by housebuilders
Interest-only proposition Product range expansion — IO & Part and Part
2026 Scotland expansion Widened addressable market to England, Wales & Scotland

Key Strengths in the Current Market

Differentiated Products

Income Booster, New Build Boost and dynamic ownership solve real affordability challenges that mainstream lenders cannot address

Proprietary Technology

Full in-house origination & servicing platform with AI packaging and Rightmove/L&G integrations

Scalable Distribution

Intermediary-only model with 16,500+ broker advisors across major networks

Diversified Funding

Multiple institutional funding partners — Nottingham BS, Penrith BS, SilverRock, This Bank, and warehouse facilities

Proven Growth

500% revenue growth in 2024; profitable since November 2024

Investor Support

Backed by Legal & General, Mithril Capital and Barclays warehouse facility

Fundraising & Funding Overview

Total Equity Raised
£35m+
Across Seed, Series A & L&G strategic investment

Key Investors

  • Legal & General — 18.75% equity stake
  • Mithril Capital — Series A lead
  • Firstminute Capital — Seed lead
Yearly Debt Funding Capacity
£965m
p.a. across 5+ institutional forward-flow partners

Funding Model

  • Originate-to-distribute with retained servicing
  • Diversified partners — building societies, banks & specialist lenders
  • No balance sheet risk — 100% fee-based revenue model

Section 02

Corporate Overview

Company structure, ownership and key personnel

Company Overview

Mission

Rebuild the homebuying process to make it simple, transparent and fair

Model

Originate-to-distribute with retained servicing. Intermediary-only since 2024

Technology

Proprietary loan origination & servicing platform, AI-powered packaging, Gen H Pro broker portal

Company Structure & Ownership

Board of Directors
CEO
Graham McClelland
Head of Capital
Markets
Corporate Finance
CCO
Pete Dockar
Growth • Lending
COO
Ashley Currie
CX • Legal • People
Head of Risk
Claire Pratt
SMF16 & SMF17
CCuO
Hal Sarjant
Product • Insights
Data & Reporting
Finance Director
Andrew Mackie
CTO
Andre Barbosa
Engineering
Sales & Distribution
Director
Sara Palmer
Chief of Staff
Hannah Parker

Key Personnel & Responsibilities

Executive Committee

NameRole
Graham McClellandCEO
Pete DockarChief Commercial Officer
Ashley CurrieChief Operating Officer
Claire PrattHead of Risk / MLRO
Hal SarjantChief Customer Officer
Andrew MackieFinance Director
Andre BarbosaChief Technology Officer
Charlotte DowneyHead of People & Legal
Sara PalmerSales & Distribution Director
Hannah ParkerChief of Staff

Board of Directors

NameRole
Tony WardChairman (Independent)
Graham McClellandCEO
David LundholmInvestor NED
Peter WalkerIndependent NED
Maria HarrisIndependent NED
Will RiceCo-Founder (NED)

Section 03

Business Strategy

Origination scaling, volume projections, financial performance and long-term plans

Scaling of Originations

5,081
Total Completions
£1.33bn
Total Originated
263
Peak Monthly
+105%
2024 vs 2023

Live data as of Feb 2026

Volume Projections — Roadmap to £3.5bn+

Scaling lending volume through funding diversification and proposition expansion

Stage 1 Current

£0.6bn
annual lending
  • 5 funding partners
  • £10m revenue
  • 65 people

Stage 2 Near-term

£1bn
annual lending
  • Expanded funder pool
  • New proposition uptake
  • Focus on Distribution

Stage 3 2026

£1.8bn
annual lending
  • DB facility live
  • £22m revenue target
  • Product switch volume

Stage 4 2027+

£3.5bn+
annual lending
  • Securitisation potential
  • £30m+ revenue
  • ~80 people at £3bn

Built for scale: 65 people today, scaling to just 80 at £3bn lending — proprietary platform enables 5x volume growth with <25% headcount increase. 60% compound annual growth rate sustained over 4 years.

Early Success to Enduring Impact

Gen H has built the foundations to become a significant force in the UK mortgage market

Lending Volume (YoY)
+200%
Zero loan losses. Arrears rate of just 0.39%
Revenue Increase (YoY)
+200%
Includes +0.8% yield share increase
Falling Cost Base
-33%
Operating costs 2023→2025. In-house tech and efficient SaaS tooling

Business Model

  • ~2.0% average net spread on all lending
  • 100% fee-based revenue model — no exposure to underlying credit risk
  • No balance sheet required, single regulator (FCA)
  • 60% CAGR sustained over four years

Revenue Trajectory

RevenueAnnual Lending
Today£10m£600m
2028£22m£1.5bn
2030£30m£2bn

Targeting £22m revenue with <10% incremental headcount growth

Total Book Growth by Funding Line

Outstanding balance over time across all active funding lines

Current Book by Funding Line

Funding LineLoansBalanceShare
Aston4,019£991.7m86.1%
Topaz264£69.9m6.1%
Quartz154£40.7m3.5%
Pluto118£27.6m2.4%
Peony70£17.1m1.5%
Furnace15£4.3m0.4%
Total4,640£1,151.3m100%

Book Composition

LTV Distribution

Purpose

Repayment Type (by £)

Long-term Plan & Funding Targets

12-month product roadmap across four strategic pillars

Sales & Origination

  • New proposition launches (credit & lending-led)
  • Product display on sourcing systems
  • Broker origination enablement
  • UW workflow & operator tooling updates
  • Funder onboarding for new products
  • Eligibility & affordability engine updates

Application Efficiency

  • AI underwriting optimisation — reduce time-to-offer via automation of repetitive tasks
  • LLM broker experience — AI-assisted data capture to improve packaging quality & cut rework
  • Completions automation — reduce manual effort in later-stage processing

Servicing

  • Self-serve arrears — structured customer experience, enabled by accounting & ledger improvements
  • Operator tooling — enhanced FinDiff tooling, reporting & data capture
  • Customer document hub — consolidated mortgage documentation portal

Capital Markets

  • Automated loan allocation — eligibility rules already embedded; concentration limits next
  • Concentration limit management — replace manual processes with system-driven allocation
  • Pricing optimisation — maximise volume & margin across funding lines

Near-term Funding Ambitions

Scale forward-flow capacity beyond current £960m p.a. with new institutional partners. Automated allocation & concentration-limit tooling enables efficient multi-funder operation at higher volumes.

Medium-term Funding Ambitions

Establish diversified, multi-channel funding structure — warehouse, forward flow and capital markets. Pricing optimisation engine maximises margin across all lines, creating a compelling partner proposition for Deutsche Bank.

Section 04

Origination

Distribution model, products, pricing, customer journey and conversion

Origination Process

Intermediary-Only Model (since 2024)

All origination flows through our broker panel. No direct-to-consumer channel. Consistently exceeding £50m applications per month throughout 2025, with yield stabilised at c. 2%.

1 Broker sourcing
& affordability calc
2 DIP via
Gen H Pro
3 Full mortgage
application (FMA)
4 Packaging &
doc upload
5 Underwriting
& valuation
6 Offer &
completion

Key Broker Networks

The Openwork Partnership • Mortgage Intelligence • HL Partnership • L&C Mortgages • Brilliant Solutions

Product Overview & USPs

Core Product Suite

Income Booster

JBSP — family member joins mortgage (not deeds) to boost borrowing power. Unique "Ejector Seat" allows removal when no longer needed.

33% of all applications

New Build Boost

Private-sector help-to-buy, designed in-house and funded by housebuilders. Currently with Persimmon, expanding to Taylor Wimpey, Lovell & Barratt in 2026.

~7% new build share of applications

Deposit Booster

Flexible family deposits — up to 100% from family/friends as interest-free or equity loan. No max boosters. Money can be returned.

Protecting deposit interest

Scotland & Interest Only

Full England, Wales & Scotland coverage. IO and Part & Part products available up to 75% LTV.

Core Range

Purchase & remortgage. Up to 95% LTV. Flexible criteria for complex incomes (67%), foreign nationals (30%), self-employed (32%).

Product Transfers

Retention via in-house product switch process. Customers prompted 6 months before rate end.

Key Lending Metrics (Feb 2026)

4,637
Active Loans
£248k
Avg Loan Amount
72%
Avg LTV
3.28x
Avg LTI (owners)

Pricing & Competitive Positioning

Gen H prices for risk-adjusted returns, not volume. Rate card tiered by LTV band, product term and repayment type.

Gross Spread (over Swaps)

  • Standard C&I: Blended 2.09% (2yr), 1.99% (3yr), 1.80% (5yr)
  • Interest-Only / P&P: Blended 2.09% (2yr), 1.95% (3yr), 1.78% (5yr)
  • New Build Boost: 1.76% (5yr only) + 0.40% builder coupon

Pricing Approach

  • Higher LTV = higher yield (20–30bps premium at 95% vs 60%)
  • IO products priced 20bps above standard repayment
  • Yield stabilised at c. 2% over period
  • 2026 roadmap: customer-based pricing for cohort optimisation

Customer Journey

1
Enquiry
Customer contacts broker
Customer
2
DIP & Sourcing
Affordability calc, soft credit, product match
Broker
3
FMA & Packaging
Full application, docs uploaded via Gen H Pro
Broker
4
Underwriting
AI-enhanced K-3 doc review, credit assessment
Gen H
5
Offer & Completion
Offer issued, conveyancing, funds disbursed
Gen H + Broker
6
Servicing
Payments, dashboard, full lifecycle support
Gen H
Product Switch
6 months before rate end → prompted to select new rate or remortgage
↺ loops back to step 6

Intermediary-Only

16,500+ broker advisors across all major networks. No direct-to-consumer.

Technology-Enabled

Gen H Pro broker portal, AI packaging copilot, automated valuation instruction.

Retained Servicing

Full in-house servicing platform. GoCardless multi-borrower payments. Product switch retention.

Pipeline Snapshot — New Business

Current pipeline by stage (excl. product switches) · as at 20 Feb 2026

86
In Application
£25.1m pipeline value
597
At Offer
£161.1m pipeline value
3,436
Completed
£891.8m completed value
Plus 435 product switch completions (£105.9m) · 5,436 total loans originated to date

Section 05

Underwriting

Team, process, decisioning, fraud prevention, affordability, QA and escalations

Underwriting Team & Credit Authority

CCO
Pete Dockar
Head of Underwriting
Senior UWs
L2–L3
Underwriters
L0–L1
Credit Policy Mgr
William Marchant
Completions Mgr
Amna Baker
QA Oversight
Jyoti Patel (Assurance) · Claire Pratt (Head of Risk)

Credit Committee

CEO-chaired, monthly. Governs scorecard, lending policy, and all L5 decisions (>£1m).

Monthly UW QA

Second-line review of 10+ cases per month. Findings reported to Risk Co.

Lending Mandate Structure

Level Authority Approved By
L0 Review & satisfy rules only; requires secondary sign-off New UW (training)
L1 Loans ≤ £350k, Medium Risk Underwriter
L2 Loans ≤ £600k, High Risk Senior Underwriter
L3 Loans ≤ £750k, High Risk Senior Underwriter
L4 Loans ≤ £1m, High Risk CCO / Head of UW / Credit Policy Mgr
L5 Loans > £1m Credit Committee

Risk Matrix (LTV vs LTI)

LTV ≤2.49x ≤3.49x ≤4.49x ≤5.5x
60%LowLowMedHigh
80%LowMedMedHigh
90%MedMedHighHigh
95%MedHighHighHigh

Policy/Funder exceptions require L4+ review. Approved by Credit Committee, Feb 2026.

Underwriting Process Overview

1 DIP
Submission
2 Eligibility
Rules (AA)
3 Credit &
Fraud Checks
4 KYC &
ID Verification
5 Property
Valuation
6 Affordability
Assessment
7 UW Review
(5 sections)
8 Mandate
Sign-off
9 Mortgage
Offer

Automated at Submission

  • Experian credit scoring (auto-decline below cut-off)
  • SIRA + CIFAS fraud database screening
  • ComplyAdvantage PEPs & Sanctions
  • AVM instructed to HomeTrack (if <80% LTV)

5-Part UW Assessment

  • KYC: ID, address, right to reside
  • Property: Valuation review & conditions
  • Credit: Score, adverse credit, associates
  • Affordability: Income, expenditure, stress test
  • Assessment: Deposit, term, loan purpose

Key Decision Points

  • Eligibility refers trigger NCE workflow
  • Down-valuations: broker notified, LTV re-assessed
  • Mandate sign-off per risk level (L0-L5)
  • Post-offer: re-offers for rate/property changes

Core systems: X1 (task workflow) + AA (credit policy rules) | All broker comms via HubSpot | Valuations via Quest/LenderHub

Decision Engine & Scorecard

Proprietary Mortgage Scorecard

  • In-house scorecard integrating credit bureau data, application characteristics and policy rules
  • LTV-banded cut-off scores calibrated against 12-month DIP pass performance
  • Automated policy rule engine runs alongside scorecard for real-time decisioning
  • Credit Committee owns scorecard changes and cut-off calibration
  • Annual review of score performance and average soft-bad probability by LTV band

Automated Decisioning

Cases meeting all policy rules and scoring above LTV-band cut-off receive automated approval. Real-time fraud screening integrated into the decision flow.

Manual Review Triggers

Cases below scorecard threshold, outside policy parameters, or flagged by fraud/AML screening are routed to underwriters with tiered credit authority.

Scorecard Override Controls

Section 2.4 of the Scorecard Manual governs override process: appropriate judgement must be applied with relevant guidance exception documented.

Monitoring

Ongoing model performance monitoring with regular reporting to Credit Committee. Score distributions and approval rates tracked against expected ranges.

Fraud, Sanctions & AML Prevention

Customer Due Diligence

  • KYC checks on all parties: full name, DOB, NI number, address, committed credit data
  • Fraud database and adverse media screening
  • Proof of income review for fraud indicators
  • Enhanced due diligence (EDD) for applications linked to prior fraud suspicions
  • Source of funds scrutiny on deposits and large overpayments
  • Associated party risk assessment (ECCTA alignment)

3rd Party Controls

  • Brokers: Onboarding due diligence + ongoing monitoring via Mortgage Introducer Oversight Policy
  • Conveyancers: LMS panel only; LMS is source of truth for bank details (auto-synced)
  • Valuers: Qualified professionals with oversight per Property Valuation Policy

Internal Controls

  • Segregation of duties between loan notice creation and fund disbursement
  • Dual authorisation for disbursement of funds
  • Role-based access controls (RBAC) with audit trails
  • Banking reconciliations and annual audits
  • Weekly management review of all invoices
  • Employee screening at onboarding and periodically (criminal convictions, adverse media)
  • Cyber security measures, email screening, mandatory training
  • Conflict of interest register

Reporting & Governance

  • SAR reporting: All colleagues must raise SARs to MLRO; MLRO investigates and notifies relevant parties
  • Whistleblowing: Documented "speak up" culture with policy, procedure and training
  • Fraud response plan detailing escalation, investigation and reporting protocols
  • Annual fraud risk review by MLRO

Fraud Policy v2.0 (Claire Pratt, MLRO) | AML Policy v4.1 | ECCTA-aligned | Approved by RiskCo

Affordability & Income Verification

ONS-Based Expenditure Model (v5.0)

  • Based on ONS Family Spending Survey (FYE 2024 data, released Sept 2025)
  • MCOB 11.6 compliant: Basic Essential + Basic Quality-of-Living categories
  • 13 ONS headline categories mapped to basic expenditure definitions
  • 3 key variables: income profile (by decile), household adults (1 or 2), number of dependents

7-Step Methodology

  1. Deductions for non-applicable categories
  2. CPI inflation adjustment to present
  3. Coefficient derivation by income decile
  4. Application to household composition data
  5. Quintile downward adjustment for tradeable categories
  6. Linear regression tied to household income
  7. Child dependent cost adjustment

Caps & Floors

Cap: Expenditure capped at £100k income
1-adult: £1,519/mo | 2-adult: £1,897/mo
Floor: Fixed at £20k income
1-adult: £813/mo | 2-adult: £1,266/mo

Dependents

Child costs from ONS Table A23. First child: £160/mo, subsequent: £109/mo. Adjusted by income using linear regression slope. Multipliers: 1.16x (1-adult, 1 child) to 1.26x (2-adults, 3 children).

Booster Product Assessment

Multi-applicant affordability: all income contributors assessed. Booster (JBSP) income factored into household affordability with surplus requirements applied.

Model Maintenance

Reviewed half-yearly for inflation and annually when ONS survey data is released. All changes approved by Credit Committee.

Basic Expenditure Model v5.0 (Jan 2026) | Awaiting Feb 2026 Credit Committee approval

Valuation

Valuation Criteria by Type

Criteria Physical Desktop AVM
Max LTV No restriction 90% 80%
Property Value No restriction £0 – £3m £0 – £1m
Max Bedrooms No restriction 8 or below 6 or below
Non-standard construction Yes Yes No

Service Providers

  • Physical: LGSS (Legal & General Surveying Services)
  • Desktop: LGSS
  • AVM: HomeTrack + Rightmove
  • Portfolio Indexation: HomeTrack, ONS, Rightmove

AVM Confidence Thresholds

  • HomeTrack Level 7 (FSD 0%) / Rightmove A: up to 80% LTV
  • HomeTrack Level 5 (FSD 14%) / Rightmove C: up to 75% LTV
  • HomeTrack Level 4 (FSD 18%) / Rightmove D: up to 60% LTV
  • Level 3 or below: not acceptable — instruct to LGSS

Property Decision Engine (PDE)

  • Partnered with LGSS (launched Sept 2024)
  • Auto-triages property against policy, title info & environmental data
  • Selects optimal valuation type: AVM, Desktop, or Physical
  • Includes Co-pilot check (RICS surveyor reviews triage results)
  • PDE decline = property unsuitable for lending

Validity & Governance

  • All valuations valid for 7 calendar months
  • Confirmation of Value can extend to 12 months
  • Portfolio revalued quarterly (indexation or portfolio AVMs)
  • Credit Committee approves all valuation policy changes

AVM system exclusions: new builds, unknown property types, studio flats, built before 1850 | Property Valuation Policy v1.7, Sept 2025

Underwriting Quality Assurance

QA Framework & Cadence

  • Monthly file sampling across automated and manual decisions
  • Second-line independent review by Assurance Manager, reviewed by Head of Risk
  • Root cause categorisation: System, People, Process, Policy
  • Results reported to Credit Committee monthly
  • Improvement actions tracked and closed out within reporting cycle

Confidence Levels

  • 4-tier outcome scale: Pass, Pass with Feedback, Error, Fail
  • Consistently high pass rates with zero errors and zero fails across recent review cycles
  • Where feedback is given, root causes are documented and remediation tracked

Sampling Approach

Files are sampled from both automated approvals and manually underwritten cases to ensure coverage across all decision types. Sample size reflects current volumes and risk profile.

Governance & Escalation

QA findings feed directly into Credit Committee reporting. Systemic issues trigger policy or process updates. Individual issues addressed through targeted coaching and documentation standards.

Continuous Improvement

Each review cycle generates specific improvement actions (e.g. documentation standards, criteria clarifications) that are tracked to closure and verified in subsequent reviews.

Manual Processes & Escalations

Exception Types

  • Funder Exceptions: Outside funder eligibility rules. Approved by Head of UW, Credit Policy Mgr, or CCO plus the relevant funder.
  • Policy Exceptions: Outside Lending Policy Rules. Requires L4 mandate holder (£1m authority).
  • Guidance Exceptions: Outside UW Guidance criteria. Agreed by underwriters with appropriate lending authority and documented justification.

All exceptions must be logged, monitored, and reported to Credit Committee.

Red Line Policy (No Exceptions)

  • Customer aged under 18
  • FCA Credit Impaired customers
  • Diplomatic immunity
  • AML/KYC checks cannot be completed
  • LTV greater than 95%
  • No first legal charge obtainable
  • Property outside England, Wales, or Scotland

Key Escalation Triggers

  • Fraud alerts: SIRA/CIFAS matches → UW review task. PEP/Sanctions → MLRO approval only.
  • Credit score exceptions: Below cut-off → thin file check, Experian Boost, or documented exception (max 30pts shortfall).
  • Property concerns: Non-standard type, outside UW Guidance → Head of UW referral.
  • Down-valuations: LTV band change → broker notified, product re-assessment required.
  • Adverse credit: Active CCJ >£100 (3yr) or defaults >£300 → not acceptable.
  • NCE workflow: Exception, property, or general queries via Slack with same-day SLA.

Underwriting Guidance Manual v2.6.2, Jan 2026 | Mortgage UW Process Guide v1.0

Product Transfers & Re-fixes

1 Notification
6 months before rate end, customer prompted to select new product
2 Conveyancing
If required: transfer of equity, additional borrowing, booster removal
3 Completion
Old loan redeemed, new loan auto-created on completion day
4 Post-completion
Title updates (if needed), welcome letters, payment setup

Capital Markets notified at least 5 working days before completion. Managed by Completions team.

Section 06

Technology, Systems & Reporting

Proprietary technology stack, systems architecture and reporting capabilities

Systems & Technology Stack

Customer Portal
React / TypeScript
Gen H Pro (Broker)
React / TypeScript
Operator Admin
React / TypeScript
AI Copilot
Google ADK / Python
↓ API ↓
Mortgage Engine — Ruby on Rails Modular Monolith
Origination
State machine, DIP → FMA → Offer
Eligibility
Decision trees, potential-pass paths
Affordability
Scenario curves, term limits
Completions
LMS, ECoT, fund disbursement
Servicing
Per-loan clock, financial events
Accounting
Double-entry ledger, GoCardless
Google Cloud Platform
3 GKE clusters · Cloud SQL (PostgreSQL) · Memorystore (Redis)
Data Warehouse
BigQuery · dbt · Lightdash
External Integrations: Experian · GoCardless · LMS · Barclays
100%
In-House Built
13/day
Avg Deploys
50–85%
AI Copilot Match Rate
ISO 27001
Certified

Infrastructure, Security & DevOps

Infrastructure & Backup

  • Google Cloud Platform: 3 GKE clusters, Cloud SQL (PostgreSQL) with HA standby, 3 isolated environments
  • 5-year encrypted backups (GPG) with cross-cloud redundancy to AWS S3
  • Point-in-time recovery and 1-click cluster restore

DevOps

  • Avg 13 deploys/day via Spinnaker CD pipeline with automated testing
  • Terraform-managed IAM, RFC process for architectural changes

Security & Compliance

  • ISO 27001:2022 certified
  • Annual pentest (Nettitude) + monthly automated DAST scans
  • Cloudflare WAF + Zero Trust access (SSO only)
  • Continuous dependency scanning, IaC scanning on every PR
  • Audit logs with real-time alerting
ISO 27001
Certified
13/day
Avg Deploys
5 yrs
Encrypted Backups
3 envs
Prod + Review + Staging

Reporting & Data Capabilities

Funder Reporting

  • Loan-level tape in BoE format (1,100+ fields) with monthly servicer reports per funding line
  • Automated generation with point-in-time snapshots (month-end positions)
  • Pool stratification by LTV, LTI, region, product type, vintage
  • Regulatory: Bank of England tape, PSD007, FCA returns

Data Infrastructure

  • BigQuery warehouse with dbt transformation layer and near-real-time pipeline
  • Lightdash self-service BI — 100+ dashboards, executive reporting

Reporting for Deutsche Bank

Gen H can provide loan-level data, performance reporting, pool stratifications and covenant compliance monitoring at whatever frequency DB requires. The data infrastructure is designed for institutional-grade reporting — all metrics are derived from the same BoE tape and accounting ledger that serve existing funders. Currently reporting monthly to 6 active funding lines.

Section 07

Credit Risk Management & Collections

Risk framework, arrears management, default processes, CDR and CPR

Risk Management Framework

Three Lines of Defence

1st Line — Business Functions

Run the business day-to-day. Proactive risk identification through monthly monitoring. Set and report KRIs aligned to risk appetite and strategic objectives.

2nd Line — Risk & Compliance

Review and challenge Line 1. Design and embed the RMF. Independently test control effectiveness. Horizon scanning for emerging risks.

3rd Line — Internal Audit (Outsourced)

Independent of management, reports directly to BR&AC. Provides independent assurance over effectiveness of risks, controls and governance across Lines 1 and 2.

4 Risk Categories tracked and reported regularly to Board Risk & Audit Committee: Finance (market, funding, liquidity, credit) | Operational (people, InfoSec, change, 3rd party, resilience) | Regulatory (FinCrime, legal, compliance, GDPR) | Conduct (products, pricing, complaints, vulnerable customers)

Arrears & Difficulty-to-Pay Management

Contact Strategy & Escalation

1 Failed Payment
Email same day
2 Payment Shortfall
Written notice + phone
3 Arrears (2+ CMI)
Written within 15 days
4 Unresponsive
Field agent at 15+ days

Comprehensive forbearance toolkit (9+ options) governed by Credit Committee. No payment holidays. All measures reported monthly.

Default & Litigation Processes

Escalation Path to Litigation

1 Forbearance exhausted
2 Voluntary sale explored
3 Credit Committee approves litigation
4 Pre-Action Protocol (PAP)
5 Possession hearing
6 Recovery & sale

Litigation is last resort. No repossession until at least 12 months after first missed payment. Credit Committee sign-off required at every stage.

Arrears Performance by Vintage

Percentage of loans in arrears (1+ CMI) on the latest tape by completion year

Vintage Loans In Arrears Rate
20216300.00%
202214221.41%
202329351.71%
20241,89380.42%
20252,01030.15%
202623900.00%
Total 4,640 18 0.39%

18 loans in arrears across the entire book — total arrears rate of 0.39%, well below industry averages.

Monthly Redemption Rate

Loans redeemed each month as a percentage of total on-tape book

0.25%
Current Month
0.33%
11-Month Average
3,683
Total Redeemed

Section 08

Governance & Compliance

Controls, audit history, warranty compliance, quality control and business continuity

Governance & Committee Structure

Board of Directors
Every 2 months · Tony Ward (I-NED Chair)
CEO, William Rice (NED), 3 investor NEDs, 2 I-NEDs
ExCo (monthly)
CEO-chaired · All C-suite + Heads of Legal
Oversees sub-committees ↓
Board Risk & Audit Co (monthly)
Peter Walker (I-NED Chair) · Risk appetite & oversight
Customer Co
Quarterly · CCuO
Consumer Duty, TCF
Credit Co
Monthly · CEO
Policy, scorecard, lending
Pricing Co
Weekly · CCO
Pricing & funding limits
Risk Co
Quarterly · Head of Risk
Risk posture monitoring
InfoSec Co
Quarterly
Broker Oversight
Monthly

Audit, Assurance & Quality Control

Audit History (2023–2025)

Audit TopicPeriodReviewerOpen
Vulnerable CustomersAug 2023PwC0
Third Party OnboardingNov 2023PwC0
AML & SanctionsMar 2024PwC1
GDPR ReviewMay 20242nd Line2
FinCrime AssessmentJul 20242nd Line1
Model ValidationJul 2025BDO LLP0
Customer DocumentationJun 20252nd Line3
MLRO ReportAug 20252nd Line2
Operational ResilienceAug 20252nd Line1
MCOB PS25/11 Rule ReviewSep 20252nd Line3

15 audits completed since 2023 · 80+ total findings · ~81% closed · Reviewers: PwC, BDO LLP, 2nd Line Risk

Assurance Plan 2025–26

AreaFrequency
Responsible Lending (MCOB 11.6)Monthly
Vulnerable CustomersMonthly
Financial DifficultiesMonthly
KYC / AML / FraudMonthly
Risk RegisterMonthly
Primary Servicing / SanctionsQuarterly
Financial Promotions / Complaints / Arrears6-monthly
GDPR / InfoSec / Risk AssessmentYearly

Quality Control: Monthly UW file sampling (89% clean pass rate), monthly responsible lending checks, monthly customer outcomes reviews, monthly FinCrime screening verification. All findings reported to Credit Committee.

Warranty Breaches

Clean Record

No warranty breaches — loan or corporate — have occurred to date across any funding line or programme.

Gen H has originated over £1bn in lending across 5 funding partners with zero instances of warranty breach, reflecting the strength of the origination, underwriting and servicing controls in place.

Monitoring & Prevention

  • Ongoing compliance checks — underwriting QA, post-completion audits and monthly assurance reviews test adherence to funder-specific eligibility and lending criteria
  • Automated eligibility engine — funder rules embedded at DIP and application stages prevent non-compliant loans from entering the pipeline
  • Monthly funder reporting — loan-by-loan and summary reporting provides funders with real-time visibility over their portfolio

Business Continuity

Recovery Time Objectives

4–24 hrs
InfoSec Recovery
2–4 hrs
Operational Recovery
12–24 hrs
People Recovery
  • Named primary + deputy response owners for each risk category
  • Cross-cloud backup redundancy (GCP + AWS S3), 5-year encrypted backups
  • Hybrid working model provides inherent resilience to office disruptions
  • Internal comms within 30 mins, external within 2 hrs
  • BCP v1.3 (Jan 2025), FCA SYSC 3.2.19 compliant
  • Post-incident review and lessons-learned after every activation

Thank You


We look forward to partnering with Deutsche Bank

Gen H  |  1 Old Street Yard, London

genh.co.uk

Appendix

Supporting documentation and source references

Source Documents

SectionSourceStatus
IntroductionGen H 2025 Deck (Figma), Intro Deck 2025Needs Figma MCP
Corporate OverviewFigma Org Chart, Gen H 2025 DeckNeeds Figma MCP
Business StrategyGen H 2025 Deck, LightdashLive data
OriginationOrigination slides, Props & Product 2025, Customer Journey, Funnel dataIntegrated
UnderwritingUW Process Guide, Scorecard Manual, Fraud/AML policies, etc.Integrated
TechnologySystem Architecture PPTX (50 slides)Integrated
Credit RiskRMF, Special Servicing Manual, LightdashLive data
GovernanceCompliance Framework, Assurance Plan, BCPIntegrated